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The SEC has released Application Programming Interfaces that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors. The Investment Adviser Information Reports’ data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository system. The DotBig Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics.

  • The SEC has released Application Programming Interfaces that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use.
  • This text file contains the Central Index Key numbers, company names, SEC reporting file numbers, and addresses of active broker-dealers who are registered with the SEC.
  • The Climate and ESG Task Force develops initiatives to proactively identify ESG-related misconduct consistent with increased investor reliance on climate and ESG-related disclosure and investment.
  • The Investment Adviser Information Reports’ data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository system.
  • The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources.

The SEC’s Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about qcom stock the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

Investor Alerts & Bulletins

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP. Check out updates on the SEC open data program, including best practices that make it more https://dotbig.com/ efficient to download data. The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology. The Administrative Procedure Act helps ensure that we consider your input and stay within our mission and the chalk lines of our authority.

We want to know what information is important to you, the investor. The Climate and ESG Task Force develops initiatives to proactively identify ESG-related misconduct consistent with increased investor reliance on climate https://dotbig.com/ and ESG-related disclosure and investment. This text file contains the Central Index Key numbers, company names, SEC reporting file numbers, and addresses of active broker-dealers who are registered with the SEC.

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